Joseph E. Creed - 13 Jun 2021 Form 4 Insider Report for CATERPILLAR INC (CAT)

Signature
/s/ Barbara Thomas, POA for Joseph E. Creed
Issuer symbol
CAT
Transactions as of
13 Jun 2021
Net transactions value
-$220,759
Form type
4
Filing time
15 Jun 2021, 14:31:46 UTC
Previous filing
07 Jun 2021
Next filing
28 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Tax liability $220,759 -1,009 -17% $218.79 5,038 13 Jun 2021 Direct
holding CAT Common Stock 9,976 13 Jun 2021 Held by 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The information in this report is based on a 401(k) plan statement dated as of May 31, 2021.