Amanda Poole Ahn - 10 Mar 2024 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Signature
/s/ Lisa A. Atkins, attorney-in-fact for Amanda Poole Ahn
Issuer symbol
BMY
Transactions as of
10 Mar 2024
Net transactions value
-$73,961
Form type
4
Filing time
12 Mar 2024, 21:11:28 UTC
Previous filing
03 Jan 2024
Next filing
12 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +628 $0.000000 628 10 Mar 2024 Direct F1
transaction BMY Common Stock, $0.10 par value Other $0 -99 -16% $0.000000 529 10 Mar 2024 Direct F2
transaction BMY Common Stock, $0.10 par value Tax liability $10,328 -192 -36% $53.79 337 10 Mar 2024 Direct F3
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +690 +205% $0.000000 1,027 10 Mar 2024 Direct F4
transaction BMY Common Stock, $0.10 par value Other $0 -119 -12% $0.000000 908 10 Mar 2024 Direct F2
transaction BMY Common Stock, $0.10 par value Tax liability $11,135 -207 -23% $53.79 701 10 Mar 2024 Direct F3
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +4,140 +591% $0.000000 4,841 10 Mar 2024 Direct F5
transaction BMY Common Stock, $0.10 par value Other $0 -1,441 -30% $0.000000 3,400 10 Mar 2024 Direct F6
transaction BMY Common Stock, $0.10 par value Tax liability $52,499 -976 -29% $53.79 2,424 10 Mar 2024 Direct F3
holding BMY Common Stock, $0.10 par value 164 10 Mar 2024 BMS Savings and Investment Program F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Market Share Units Options Exercise $0 -628 -100% $0.000000* 0 10 Mar 2024 Common Stock, $0.10 par value 628 Direct F1, F8
transaction BMY Market Share Units Options Exercise $0 -690 -50% $0.000000 690 10 Mar 2024 Common Stock, $0.10 par value 690 Direct F4, F8
transaction BMY Market Share Units Other $0 -810 -33% $0.000000 1,621 10 Mar 2024 Common Stock, $0.10 par value 810 Direct F9, F10, F11
transaction BMY Market Share Units Other $0 -803 -25% $0.000000 2,411 10 Mar 2024 Common Stock, $0.10 par value 803 Direct F9, F11, F12
transaction BMY Market Share Units Award $0 +11,397 $0.000000 11,397 10 Mar 2024 Common Stock, $0.10 par value 11,397 Direct F9, F11
transaction BMY Performance Shares Options Exercise $0 -4,140 -100% $0.000000* 0 10 Mar 2024 Common Stock, $0.10 par value 4,140 Direct F13
transaction BMY Performance Shares Award $0 +17,096 $0.000000 17,096 10 Mar 2024 Common Stock, $0.10 par value 17,096 Direct F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents vesting of one-quarter of market share units granted on March 10, 2020.
F2 Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F3 Shares withheld for payment of taxes upon vesting of awards.
F4 Represents vesting of one-quarter of market share units granted on March 10, 2021.
F5 Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.
F6 Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
F7 Based on recent 401(k) plan statement.
F8 Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F9 Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
F10 Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.
F11 Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
F12 Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.
F13 Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.
F14 Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.