Robert M. Plenge - Dec 2, 2023 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Chief Research Officer
Signature
/s/ Lisa A. Atkins, attorney-in-fact for Robert M. Plenge
Stock symbol
BMY
Transactions as of
Dec 2, 2023
Transactions value $
-$13,727
Form type
4
Date filed
12/5/2023, 06:23 PM
Previous filing
Aug 7, 2023
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +616 +9.36% $0.00 7.2K Dec 2, 2023 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability -$13.7K -274 -3.81% $50.10 6.93K Dec 2, 2023 Direct F2
holding BMY Common Stock, $0.10 par value 200 Dec 2, 2023 Family Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -616 -100% $0.00* 0 Dec 2, 2023 Common Stock, $0.10 par value 616 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.
F2 Shares withheld for payment of taxes upon vesting of awards.
F3 Shares held in a family trust, where reporting person is a beneficiary.
F4 Each restricted stock unit converts into one share of common stock upon vesting.