David Elkins V. - 13 Sep 2022 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Chief Financial Officer
Signature
/s/ Lisa A. Atkins, attorney-in-fact for David V. Elkins
Issuer symbol
BMY
Transactions as of
13 Sep 2022
Net transactions value
-$3,573,465
Form type
4
Filing time
15 Sep 2022, 19:29:45 UTC
Previous filing
14 Mar 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Sale $2,140,500 -30,000 -23% $71.35 100,460 13 Sep 2022 Direct F1
transaction BMY Common Stock, $0.10 par value Options Exercise $100,035 +2,063 +2.1% $48.49 102,523 13 Sep 2022 Direct F2
transaction BMY Common Stock, $0.10 par value Options Exercise $5,877,667 +121,214 +118% $48.49 223,737 13 Sep 2022 Direct F2
transaction BMY Common Stock, $0.10 par value Sale $7,410,667 -103,951 -46% $71.29 119,786 13 Sep 2022 Direct F3
holding BMY Common Stock, $0.10 par value 204 13 Sep 2022 BMS Savings and Investment Program F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Option (right to buy) Options Exercise $0 -2,063 -100% $0.000000* 0 13 Sep 2022 Common Stock, $0.10 par value 2,063 $48.49 Direct F5
transaction BMY Option (right to buy) Options Exercise $0 -121,214 -100% $0.000000* 0 13 Sep 2022 Common Stock, $0.10 par value 121,214 $48.49 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.350 to $71.380, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2 Shares acquired from options exercised in a net exercise and hold transaction with broker.
F3 103,951 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.240 to $71.405, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F4 Based on a plan statement as of the end of the most recent fiscal quarter.
F5 All of the shares are currently exercisable.