David V. Elkins - Sep 13, 2022 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Chief Financial Officer
Signature
/s/ Lisa A. Atkins, attorney-in-fact for David V. Elkins
Stock symbol
BMY
Transactions as of
Sep 13, 2022
Transactions value $
-$3,573,465
Form type
4
Date filed
9/15/2022, 07:29 PM
Previous filing
Mar 14, 2022
Next filing
Dec 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Sale -$2.14M -30K -23% $71.35 100K Sep 13, 2022 Direct F1
transaction BMY Common Stock, $0.10 par value Options Exercise $100K +2.06K +2.05% $48.49 103K Sep 13, 2022 Direct F2
transaction BMY Common Stock, $0.10 par value Options Exercise $5.88M +121K +118.23% $48.49 224K Sep 13, 2022 Direct F2
transaction BMY Common Stock, $0.10 par value Sale -$7.41M -104K -46.46% $71.29 120K Sep 13, 2022 Direct F3
holding BMY Common Stock, $0.10 par value 204 Sep 13, 2022 BMS Savings and Investment Program F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Option (right to buy) Options Exercise $0 -2.06K -100% $0.00* 0 Sep 13, 2022 Common Stock, $0.10 par value 2.06K $48.49 Direct F5
transaction BMY Option (right to buy) Options Exercise $0 -121K -100% $0.00* 0 Sep 13, 2022 Common Stock, $0.10 par value 121K $48.49 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.350 to $71.380, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2 Shares acquired from options exercised in a net exercise and hold transaction with broker.
F3 103,951 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.240 to $71.405, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F4 Based on a plan statement as of the end of the most recent fiscal quarter.
F5 All of the shares are currently exercisable.