Rupert Vessey - Mar 1, 2022 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Research & Early Dev.
Signature
/s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey
Stock symbol
BMY
Transactions as of
Mar 1, 2022
Transactions value $
-$707,095
Form type
4
Date filed
3/3/2022, 04:33 PM
Previous filing
Feb 8, 2022
Next filing
Mar 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +23.4K +41.52% $0.00 79.6K Mar 1, 2022 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability -$707K -10.3K -12.95% $68.63 69.3K Mar 1, 2022 Direct F2
holding BMY Common Stock, $0.10 par value 632 Mar 1, 2022 BMS Savings and Investment Program F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -23.4K -100% $0.00* 0 Mar 1, 2022 Common Stock, $0.10 par value 23.4K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit vested in three equal installments beginning on March 1, 2020.
F2 Shares withheld for payment of taxes upon vesting of restricted stock unit awards.
F3 Based on recent 401(k) plan statement.
F4 Each restricted stock unit converts into one share of common stock upon vesting.