David Elkins V. - 01 Mar 2022 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Signature
/s/ Lisa A. Atkins, attorney-in-fact for David V. Elkins
Issuer symbol
BMY
Transactions as of
01 Mar 2022
Net transactions value
-$712,448
Form type
4
Filing time
03 Mar 2022, 16:33:10 UTC
Previous filing
04 Jan 2022
Next filing
14 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +24,577 +23% $0.000000 132,034 01 Mar 2022 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability $712,448 -10,381 -7.9% $68.63 121,653 01 Mar 2022 Direct F2
holding BMY Common Stock, $0.10 par value 201 01 Mar 2022 BMS Savings and Investment Program F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -24,577 -100% $0.000000* 0 01 Mar 2022 Common Stock, $0.10 par value 24,577 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit vested in three equal installments beginning on March 1, 2020.
F2 Shares withheld for payment of taxes upon vesting of restricted stock unit awards.
F3 Based on recent 401(k) plan statement.
F4 Each restricted stock unit converts into one share of common stock upon vesting.