Key facts
- This page summarizes Charles E. Baker's Form 4 filing for BALL Corp (BALL).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 16 Sep 2021, 20:24.
Charles E. Baker - 15 Sep 2021 Form 4 Insider Report for BALL Corp (BALL)
- Reporting relationship
- VP, GEN COUNSEL & CORP SEC
- Issuer ticker
- BALL
- Reported as of
- 15 Sep 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Sep 2021, 20:24:26 UTC
- Prior SEC filing
- 11 Aug 2021
- Next SEC filing
- 28 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Charles E. Baker
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Charles E. Baker filed Form 4 for BALL Corp (BALL) on 16 Sep 2021.
Change
- Previous filing in this sequence was filed on 11 Aug 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BALL
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +4,000
- Change %
- Price
- $0.000000
- Shares after
- 4,000
- Date
- 15 Sep 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000
- Exercise price
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Footnote F2
Restricted Stock Units grant in conjunction with the Deposit Share Program.
Footnote F3
The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.
Footnote F4
The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.