Key facts
- This page summarizes Charles E. Baker's Form 4 filing for BALL Corp (BALL).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Aug 2021, 16:41.
Charles E. Baker - 09 Aug 2021 Form 4 Insider Report for BALL Corp (BALL)
- Reporting relationship
- VP, GEN COUNSEL & CORP SEC
- Issuer ticker
- BALL
- Reported as of
- 09 Aug 2021
- Net transaction value
- -$277,031
- SEC form
- 4
- Accepted by SEC
- 11 Aug 2021, 16:41:37 UTC
- Prior SEC filing
- 11 Jun 2021
- Next SEC filing
- 16 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Charles E. Baker
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Charles E. Baker filed Form 4 for BALL Corp (BALL) on 11 Aug 2021.
Change
- Previous filing in this sequence was filed on 11 Jun 2021.
- Current net transaction value: -$277,031.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BALL
transaction
Common Stock
Options Exercise
- Transaction value
- $225,057
- Shares
- +9,800
- Change %
- +5.8%
- Price
- $22.96
- Shares after
- 179,336
- Date
- 09 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F2
BALL
transaction
Common Stock
Tax liability
- Transaction value
- $502,088
- Shares
- -5,748
- Change %
- -3.2%
- Price
- $87.35
- Shares after
- 173,588
- Date
- 09 Aug 2021
- Ownership
- Direct
- Footnotes
- F2, F3
BALL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,295
- Date
- 09 Aug 2021
- Ownership
- See Footnote
- Footnotes
- F2, F4
BALL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 800
- Date
- 09 Aug 2021
- Ownership
- By Daughter
- Footnotes
- F2, F5
BALL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,955
- Date
- 09 Aug 2021
- Ownership
- 401(k) Plan
- Footnotes
- F2, F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BALL
transaction
Derivative
Stock Appreciation Rights (sars)
Options Exercise
- Transaction value
- $0
- Shares
- -9,800
- Change %
- -26%
- Price
- $0.000000
- Shares after
- 27,600
- Date
- 09 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,800
- Exercise price
- $22.96
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
Footnote F2
The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
Footnote F3
Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
Footnote F4
These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
Footnote F5
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
Footnote F6
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.