Patrick D. Quarles - 13 Feb 2022 Form 4 Insider Report for TRECORA RESOURCES

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Feb 2022, 15:43:03 UTC
Prior SEC filing
06 Dec 2021
Next SEC filing
18 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Groves as attorney in fact for Patrick D. Quarles

Key filing fact

Patrick D. Quarles filed Form 4 for TRECORA RESOURCES on 15 Feb 2022.

Key facts

  • This page summarizes Patrick D. Quarles's Form 4 filing for TRECORA RESOURCES.
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 15 Feb 2022, 15:43.

Change

  • Previous filing in this sequence was filed on 06 Dec 2021.
  • Current net transaction value: -$106,933.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TREC transaction

Common stock

Options Exercise

Transaction value
$0
Shares
+20,769
Change %
+7.7%
Price
$0.000000
Shares after
291,583
Date
13 Feb 2022
Ownership
Direct
Footnotes
F1, F2
TREC transaction

Common stock

Tax liability

Transaction value
$63,895
Shares
-7,269
Change %
-2.5%
Price
$8.79
Shares after
284,314
Date
13 Feb 2022
Ownership
Direct
TREC transaction

Common stock

Options Exercise

Transaction value
$0
Shares
+14,085
Change %
+5%
Price
$0.000000
Shares after
298,399
Date
15 Feb 2022
Ownership
Direct
Footnotes
F2, F3
TREC transaction

Common stock

Tax liability

Transaction value
$43,039
Shares
-4,930
Change %
-1.7%
Price
$8.73
Shares after
293,469
Date
15 Feb 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TREC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-20,769
Change %
-7.2%
Price
$0.000000
Shares after
268,071
Date
13 Feb 2022
Ownership
Direct
Underlying class
Common stock
Underlying amount
20,769
Exercise price
Footnotes
F1, F2
TREC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-14,085
Change %
-5.3%
Price
$0.000000
Shares after
253,986
Date
15 Feb 2022
Ownership
Direct
Underlying class
Common stock
Underlying amount
14,085
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Vesting of 1/3 of restricted stock which was granted on 02/13/20 and vests in three equal installments beginning on the first anniversary of the grant date.

Footnote F2

Granted as officer compensation. Converts into common stock on a one-for-one basis.

Footnote F3

Vesting of 1/3 of restricted stock which was granted on 02/15/19 and vests in three equal installments beginning on the first anniversary of the grant date.

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