Patrick D. Quarles - 03 Dec 2021 Form 4 Insider Report for TRECORA RESOURCES

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Dec 2021, 15:44:51 UTC
Next SEC filing
15 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Groves as attorney in fact for Patrick D. Quarles

Key filing fact

Patrick D. Quarles filed Form 4 for TRECORA RESOURCES on 06 Dec 2021.

Key facts

  • This page summarizes Patrick D. Quarles's Form 4 filing for TRECORA RESOURCES.
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 06 Dec 2021, 15:44.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$238,325.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TREC transaction

Common stock

Options Exercise

Transaction value
Shares
+25,000
Change %
+9.9%
Price
Shares after
278,314
Date
03 Dec 2021
Ownership
Direct
Footnotes
F1
TREC transaction

Common stock

Tax liability

Transaction value
$63,075
Shares
-7,500
Change %
-2.7%
Price
$8.41
Shares after
270,814
Date
03 Dec 2021
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TREC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$175,250
Shares
-25,000
Change %
-8%
Price
$7.01
Shares after
288,840
Date
03 Dec 2021
Ownership
Direct
Underlying class
Common stock
Underlying amount
25,000
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Granted as officer compensation. Converts into common stock on a one-for-one basis.

Footnote F2

Withheld for tax liability.

Footnote F3

Vesting of 1/3 of restricted stock which was granted on 12/03/18 and vests in three equal installments beginning on the first anniversary of the grant date.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .