Key facts
- This page summarizes Forrest Eugene Norrod's Form 4 filing for ADVANCED MICRO DEVICES INC (AMD).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 01 Nov 2021, 16:11.
Forrest Eugene Norrod - 28 Oct 2021 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)
- Reporting relationship
- SVP & GM DESG
- Issuer ticker
- AMD
- Reported as of
- 28 Oct 2021
- Net transaction value
- -$3,368,282
- SEC form
- 4
- Accepted by SEC
- 01 Nov 2021, 16:11:07 UTC
- Prior SEC filing
- 25 Aug 2021
- Next SEC filing
- 24 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/Forrest Eugene Norrod
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Forrest Eugene Norrod filed Form 4 for ADVANCED MICRO DEVICES INC (AMD) on 01 Nov 2021.
Change
- Previous filing in this sequence was filed on 25 Aug 2021.
- Current net transaction value: -$3,368,282.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AMD
transaction
Common Stock
Options Exercise
- Transaction value
- $70,638
- Shares
- +10,120
- Change %
- +3.5%
- Price
- $6.98*
- Shares after
- 302,942
- Date
- 28 Oct 2021
- Ownership
- Direct
- Footnotes
- F1, F2
AMD
transaction
Common Stock
Options Exercise
- Transaction value
- $30,535
- Shares
- +2,380
- Change %
- +0.79%
- Price
- $12.83*
- Shares after
- 305,322
- Date
- 28 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
AMD
transaction
Common Stock
Sale
- Transaction value
- $1,349,064
- Shares
- -11,141
- Change %
- -3.6%
- Price
- $121.09
- Shares after
- 294,181
- Date
- 28 Oct 2021
- Ownership
- Direct
- Footnotes
- F3, F4
AMD
transaction
Common Stock
Sale
- Transaction value
- $1,429,214
- Shares
- -11,737
- Change %
- -4%
- Price
- $121.77
- Shares after
- 282,444
- Date
- 28 Oct 2021
- Ownership
- Direct
- Footnotes
- F3, F5
AMD
transaction
Common Stock
Sale
- Transaction value
- $622,561
- Shares
- -5,066
- Change %
- -1.8%
- Price
- $122.89
- Shares after
- 277,378
- Date
- 28 Oct 2021
- Ownership
- Direct
- Footnotes
- F3, F6
AMD
transaction
Common Stock
Sale
- Transaction value
- $68,616
- Shares
- -556
- Change %
- -0.2%
- Price
- $123.41
- Shares after
- 276,822
- Date
- 28 Oct 2021
- Ownership
- Direct
- Footnotes
- F3, F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AMD
transaction
Derivative
Stock Option Grant
Options Exercise
- Transaction value
- $0
- Shares
- -10,120
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,120
- Exercise price
- $6.98
- Footnotes
- F8
AMD
transaction
Derivative
Stock Option Grant
Options Exercise
- Transaction value
- $0
- Shares
- -2,380
- Change %
- -5.4%
- Price
- $0.000000
- Shares after
- 41,793
- Date
- 28 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,380
- Exercise price
- $12.83
- Footnotes
- F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
Footnote F2
Since the date of the Reporting Person's last ownership report, he transferred 16,403 shares of AMD common stock to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.
Footnote F3
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
Footnote F4
Transaction executed in multiple trades at prices ranging from $120.33 to $121.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Footnote F5
Transaction executed in multiple trades at prices ranging from $121.33 to $122.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Footnote F6
Transaction executed in multiple trades at prices ranging from $122.34 to $123.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Footnote F7
Transaction executed in multiple trades at prices ranging from $123.37 to $123.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Footnote F8
The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.
Footnote F9
The options vest 1/3 on each of August 9, 2018, 2019 and 2020.