Forrest Eugene Norrod - Oct 28, 2021 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Signature
/s/Forrest Eugene Norrod
Stock symbol
AMD
Transactions as of
Oct 28, 2021
Transactions value $
-$3,368,282
Form type
4
Date filed
11/1/2021, 04:11 PM
Previous filing
Aug 25, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $70.6K +10.1K +3.46% $6.98* 303K Oct 28, 2021 Direct F1, F2
transaction AMD Common Stock Options Exercise $30.5K +2.38K +0.79% $12.83* 305K Oct 28, 2021 Direct F1
transaction AMD Common Stock Sale -$1.35M -11.1K -3.65% $121.09 294K Oct 28, 2021 Direct F3, F4
transaction AMD Common Stock Sale -$1.43M -11.7K -3.99% $121.77 282K Oct 28, 2021 Direct F3, F5
transaction AMD Common Stock Sale -$623K -5.07K -1.79% $122.89 277K Oct 28, 2021 Direct F3, F6
transaction AMD Common Stock Sale -$68.6K -556 -0.2% $123.41 277K Oct 28, 2021 Direct F3, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -10.1K -100% $0.00* 0 Oct 28, 2021 Common Stock 10.1K $6.98 Direct F8
transaction AMD Stock Option Grant Options Exercise $0 -2.38K -5.39% $0.00 41.8K Oct 28, 2021 Common Stock 2.38K $12.83 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2 Since the date of the Reporting Person's last ownership report, he transferred 16,403 shares of AMD common stock to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F4 Transaction executed in multiple trades at prices ranging from $120.33 to $121.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $121.33 to $122.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 Transaction executed in multiple trades at prices ranging from $122.34 to $123.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7 Transaction executed in multiple trades at prices ranging from $123.37 to $123.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8 The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.
F9 The options vest 1/3 on each of August 9, 2018, 2019 and 2020.