Forrest Eugene Norrod - 23 Aug 2021 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 Aug 2021, 16:08:29 UTC
Prior SEC filing
18 Aug 2021
Next SEC filing
01 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Forrest Eugene Norrod

Key filing fact

Forrest Eugene Norrod filed Form 4 for ADVANCED MICRO DEVICES INC (AMD) on 25 Aug 2021.

Key facts

  • This page summarizes Forrest Eugene Norrod's Form 4 filing for ADVANCED MICRO DEVICES INC (AMD).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 25 Aug 2021, 16:08.

Change

  • Previous filing in this sequence was filed on 18 Aug 2021.
  • Current net transaction value: -$3,814,251.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMD transaction

Common Stock

Options Exercise

Transaction value
$87,250
Shares
+12,500
Change %
+3.8%
Price
$6.98*
Shares after
337,725
Date
23 Aug 2021
Ownership
Direct
Footnotes
F1
AMD transaction

Common Stock

Options Exercise

Transaction value
$138,093
Shares
+7,230
Change %
+2.1%
Price
$19.10*
Shares after
344,955
Date
23 Aug 2021
Ownership
Direct
Footnotes
F1
AMD transaction

Common Stock

Options Exercise

Transaction value
$107,528
Shares
+3,145
Change %
+0.91%
Price
$34.19
Shares after
348,100
Date
23 Aug 2021
Ownership
Direct
Footnotes
F1
AMD transaction

Common Stock

Sale

Transaction value
$722,601
Shares
-6,861
Change %
-2%
Price
$105.32
Shares after
341,239
Date
23 Aug 2021
Ownership
Direct
Footnotes
F2, F3
AMD transaction

Common Stock

Sale

Transaction value
$2,254,858
Shares
-21,105
Change %
-6.2%
Price
$106.84
Shares after
320,134
Date
23 Aug 2021
Ownership
Direct
Footnotes
F2, F4
AMD transaction

Common Stock

Sale

Transaction value
$1,169,663
Shares
-10,909
Change %
-3.4%
Price
$107.22
Shares after
309,225
Date
23 Aug 2021
Ownership
Direct
Footnotes
F2, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMD transaction Derivative

Stock Option Grant

Options Exercise

Transaction value
$0
Shares
-12,500
Change %
-55%
Price
$0.000000
Shares after
10,120
Date
23 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
$6.98
Footnotes
F6
AMD transaction Derivative

Stock Option Grant

Options Exercise

Transaction value
$0
Shares
-7,230
Change %
-15%
Price
$0.000000
Shares after
40,540
Date
23 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,230
Exercise price
$19.10
Footnotes
F7
AMD transaction Derivative

Stock Option Grant

Options Exercise

Transaction value
$0
Shares
-3,145
Change %
-8.3%
Price
$0.000000
Shares after
34,936
Date
23 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,145
Exercise price
$34.19
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.

Footnote F2

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

Footnote F3

Transaction executed in multiple trades at prices ranging from $104.95 to $105.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Footnote F4

Transaction executed in multiple trades at prices ranging from $106.05 to $107.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Footnote F5

Transaction executed in multiple trades at prices ranging from $107.05 to $107.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Footnote F6

The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.

Footnote F7

The options vest 1/3 on each of August 9, 2020, 2021 and 2022.

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