Dakota Wealth Management

Q4 2023 13F Holdings Report, Options Holdings

Signature - Title
Kayla Berg - Chief Compliance Officer
Location
Palm Beach Gardens, FL
Options holdings as of
December 31, 2023
Notional value $
$2.17M
Number of holdings
4
Date filed
1/30/2024, 12:12 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2023 - Oct 24, 2023
Next filing
Q1 2024 - Apr 24, 2024
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q4 compared to 2023 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kayla Berg Chief Compliance Officer Palm Beach Gardens, Florida 1/30/2024

Other Included Managers (16):

Num Name File Number
1 Hudson Edge Investment Partners Inc
2 Natixis Advisors, L.P.
3 Karpus Management, Inc.
4 Chartwell Investment Partners
5 Boston Partners Securities, L.L.C.
6 Polen Capital Management LLC
7 Ziegler Capital Management, LLC
8 WCM Investment Management, LLC
9 First Fiduciary Investment Counsel, Inc.
10 Brown Advisory LLC
11 Clearbridge Investments, LLC
12 Sadoff Investment Management LLC
13 Eagle Asset Management Inc.
14 Renaissance Group LLC
15 Schafer Cullen Capital Management Inc
16 Lazard Asset Management LLC