Dakota Wealth Management

Q3 2023 13F Holdings Report, Options Holdings

Signature - Title
Kayla Berg - Chief Compliance Officer
Location
Palm Beach Gardens, FL
Options holdings as of
September 30, 2023
Notional value $
$2.04M
Number of holdings
0
Date filed
10/23/2023, 08:54 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2023 - Jul 31, 2023
Next filing
Q4 2023 - Jan 30, 2024
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q3 compared to 2023 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kayla Berg CCO Palm Beach Gardens, Florida 10/17/2023

Other Included Managers (17):

Num Name File Number
1 BOSTON PARTNERS SECURITIES, L.L.C.
10 POLEN CAPITAL MANAGEMENT LLC 028-03687
11 RENAISSANCE GROUP LLC 028-04884
12 SADOFF INVESTMENT MANAGEMENT LLC 028-03661
13 SCHAFER CULLEN CAPITAL MANAGEMENT INC 028-04691
14 WCM INVESTMENT MANAGEMENT, LLC 028-07104
15 Ziegler Capital Management, LLC 028-10982
16 Dakota Wealth Management 028-16362
17 EAGLE ASSET MANAGEMENT INC 028-01666
2 Brown Advisory LLC 028-05775
3 CHARTWELL INVESTMENT PARTNERS /ADV
4 Clearbridge Investments, LLC 028-11611
5 First Fiduciary Investment Counsel, Inc. 028-07360
6 HUDSON EDGE INVESTMENT PARTNERS INC. 028-01321
7 Karpus Management, Inc. 028-11445
8 LAZARD ASSET MANAGEMENT LLC 028-10469
9 NATIXIS ADVISORS, L.P. 028-05788