Integrated Wealth Concepts LLC

Q4 2019 13F Holdings Report, Stock Holdings

Signature - Title
Ann L. Swartz - Chief Compliance Officer
Location
Waltham, MA
Holdings as of
December 31, 2019
Value $
$1.19B
Num holdings
471
Date filed
2/19/2020, 06:16 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2019 - Nov 15, 2019
Next filing
Q1 2020 - May 18, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Cataldo President Waltham, Massachusetts 2/18/2020

Other Included Managers (18):

Num Name Location File Number
1 ABNER HERRMAN AND BROCK
2 ALLIANCE BERNSTEIN
3 BEACON CAPITAL MANAGEMENT
4 BRANDES INVESTMENT MANAGEMENT
5 CONGRESS ASSET MGMT
6 DAVIS SELECT ADVISORS
7 EATON VANCE
8 FEDERATED
9 FEDERATED INVESTORS
10 LPL RESEARCH
11 MANNING & NAPIER
12 NATIXIS AIA
13 PARAMETRIC PORTFOLIO ASSOC
14 POLEN CAPITAL MANAGEMENT
15 RNC GENTER
16 SCHAFER CULLEN CAPITAL MGMT
17 TRILLIUM INVESTMENT MGMT
18 ZACKS INVESTMENT MGMT