Integrated Wealth Concepts LLC

Q3 2019 13F Holdings Report, Stock Holdings

Signature - Title
Ann L. Swartz - Chief Compliance Officer
Location
Waltham, MA
Holdings as of
September 30, 2019
Value $
$889M
Num holdings
422
Date filed
11/15/2019, 02:48 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2019 - Aug 15, 2019
Next filing
Q4 2019 - Feb 20, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John G. Cataldo President Waltham, Massachusetts 11/15/2019

Other Included Managers (17):

Num Name Location File Number
1 Abner Herrman and Brock
2 Beacon Capital Management
3 Brandes Investment Partners
4 Congress Asset Mgmt
5 Davis Select Advisors
6 Eaton Vance
7 Federated
8 Federated Investors
9 LPL Research
10 Manning & Napier
11 Natixis AIA
12 Parametric Portfolio Assoc
13 Polen Capital Management
14 RNC Genter
15 Schafer Cullen Capital Mgmt
16 Trillium Asset Mgmt
17 Zacks Investment Mgmt