OSAIC HOLDINGS, INC.

Q1 2023 13F Holdings Report, Options Holdings

Signature - Title
Iryna Northrip - SVP
Location
Scottsdale, AZ
Options holdings as of
March 31, 2023
Notional value $
$738K
Number of holdings
154
Date filed
5/12/2023, 03:48 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2022 - Feb 10, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q1 compared to 2022 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
IRYNA NORTHRIP IA CHIEF COMPLIANCE OFFICER Phoenix, Arizona 5/12/2023

Other Included Managers (12):

Num Name Location File Number
1 ROYAL ALLIANCE ASSOCIATES, INC.
2 SAGEPOINT FINANCIAL, INC.
4 OSAIC INSTITUTIONS, INC. Meriden, CT
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT New York, NY
14 ARBOR POINT ADVISORS, LLC La Vista, NE
16 Osaic Advisory Services, LLC Atlanta, GA
17 TRIAD ADVISORS, LLC
18 American Portfolios Advisors Holbrook, NY
99 VISION2020 WEALTH MANAGEMENT CORP.