OSAIC HOLDINGS, INC.

Q1 2023 13F Holdings Report, Stock Holdings

Signature - Title
Iryna Northrip - SVP
Location
Scottsdale, AZ
Holdings as of
March 31, 2023
Value $
$53.1B
Num holdings
7,399
Date filed
5/12/2023, 03:48 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2022 - Feb 10, 2023
Next filing
Q2 2023 - Aug 21, 2023
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q1 compared to 2022 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
IRYNA NORTHRIP IA CHIEF COMPLIANCE OFFICER Phoenix, Arizona 5/12/2023

Other Included Managers (12):

Num Name Location File Number
1 ROYAL ALLIANCE ASSOCIATES, INC.
2 SAGEPOINT FINANCIAL, INC.
4 OSAIC INSTITUTIONS, INC. Meriden, CT
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT New York, NY
14 ARBOR POINT ADVISORS, LLC La Vista, NE
16 Osaic Advisory Services, LLC Atlanta, GA
17 TRIAD ADVISORS, LLC
18 American Portfolios Advisors Holbrook, NY
99 VISION2020 WEALTH MANAGEMENT CORP.