B. Riley Wealth Management, Inc.

Q3 2018 13F Holdings Report, Stock Holdings

Signature - Title
Nolan Hughes - Chief Compliance Officer - Advisory Services
Location
Memphis, TN
Holdings as of
30 Sep 2018
Value $
$406,645,000
Num holdings
328
Filing time
16 Nov 2018, 16:23:58 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included VUG, VTV, VCSH, CSM, and AAPL.
Previous filing
Q1 2016 - 12 Apr 2016
Next filing
Q4 2018 - 19 Feb 2019
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nolan Hughes Chief Compliance Officer - Advisory Services Memphis, Tennessee 15 Nov 2018