B. Riley Wealth Management, Inc.

Q1 2016 13F Holdings Report, Stock Holdings

Signature - Title
Brent P NIcks - Chief Compliance Officer - IA Services
Location
Memphis, TN
Holdings as of
31 Mar 2016
Value $
$66,908,000
Num holdings
129
Filing time
12 Apr 2016, 08:09:51 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included MO, AAPL, DOC, GOOGL, and IVE.
Previous filing
Q4 2015 - 08 Jan 2016
Next filing
Q3 2018 - 16 Nov 2018
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q1 compared to 2015 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Brent P NIcks Chief Compliance Officer - IA Services Memphis, Tennessee 12 Apr 2016