B. Riley Financial, Inc.

Q3 2017 13F Combination Report, Options Holdings

Notable people
Bryant R. Riley
Signature - Title
Bryant R. Riley - Co-Chief Executive Officer
Location
Los Angeles, CA
Options holdings as of
September 30, 2017
Notional value $
$53.5M
Number of holdings
10
Date filed
11/13/2017, 05:02 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2017 - Aug 11, 2017
Next filing
Q4 2017 - Feb 9, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 11/13/2017

Other Included Managers (1):

Num Name Location File Number
1 B. RILEY CAPITAL MANAGEMENT, LLC 028-17147