B. Riley Financial, Inc.

Q2 2017 13F Holdings Report, Options Holdings

Notable people
Bryant R. Riley
Signature - Title
Bryant R. Riley - Co-Chief Executive Officer
Location
Los Angeles, CA
Options holdings as of
June 30, 2017
Notional value $
$127M
Number of holdings
22
Date filed
8/11/2017, 04:22 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2017 - May 11, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q2 compared to 2017 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 8/11/2017

Other Included Managers (1):

Num Name Location File Number
1 B. RILEY CAPITAL MANAGEMENT, LLC 028-17147