BARINGS LLC

Q4 2020 13F Holdings Report, Stock Holdings

Signature - Title
christina Coone - Head of Regulatory Solutions
Location
Charlotte, NC
Holdings as of
December 31, 2020
Value $
$3.9B
Num holdings
424
Date filed
2/16/2021, 01:11 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2020 - Nov 12, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q4 compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Coone Director Regulatory Solutions Dublin, Ireland 2/16/2021

Barings is an indirect wholly owned subsidiary of Massachusetts Mutual life Insurance Company ("MassMutual"). Wherever Barings has indicated that it excercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.

Other Included Managers (4):

Num Name File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd 028-16290
2 Baring Asset Management Korea Ltd 028-19111
3 BARING ASSET MANAGEMENT Ltd 028-16289
4 Baring SICE (Taiwan) LTD