BARINGS LLC

Q1 2021 13F Holdings Report, Stock Holdings

Signature - Title
Christina Coone - Head of Regulatory Solutions
Location
Charlotte, NC
Holdings as of
31 Mar 2021
Value $
$4,042,094,000
Num holdings
425
Filing time
11 May 2021, 11:30:15 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included IVV, BABA, QQQ, IWO, and BBDC.
Previous filing
Q4 2020 - 16 Feb 2021
Next filing
Q2 2021 - 11 Aug 2021
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q1 compared to 2020 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Coone Head of Regulatory Solutions Dublin, Ireland 11 May 2021

Other Included Managers (4):

Num Name Location File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd Hong Kong, China 028-16290
2 Baring Asset Management Korea Ltd Seoul, Korea, Republic of 028-19111
3 BARING ASSET MANAGEMENT Ltd London, United Kingdom 028-16289
4 Baring SICE (Taiwan) LTD Taipei, Taiwan, Province of China