Sheaff Brock Investment Advisors, LLC

Q4 2021 13F Holdings Report, Restatement, Stock Holdings

Signature - Title: Audrey Kurzawa - Chief Compliance Officer
Location: Indianapolis, IN
Holdings as of: 31 Dec 2021
Value $: $1,154,381,000
Num holdings: 534
Filing time: 02 Jun 2022, 16:03:18 UTC
Form type: 13F-HR/A-1 - Restatement
Description: All US holdings of this investor are reported in this report. Top holdings included AAPL, AMZN, NVDA, GOOG, and MSFT.
Previous filing: Q3 2021 - 02 Jun 2022
Next filing: Q1 2022 - 16 May 2022
SEC: View on sec.gov
Options Holdings: Showing stock holdings, see here for options holdings

Sym	Weight	Trade Impact	Company	Class	Share Change	Activity	Value Change $	Value $	* Price $	Shares	Principal

Filing 2021 Q4 - Restatement compared to 2021 Q3 - Restatement by default. Changes are calculated vs the previous SEC filing.

Compare Q4 2021 to

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Audrey Kurzawa	Chief Compliance Officer	Indianapolis, Indiana	02 Jun 2022