Sheaff Brock Investment Advisors, LLC SEC EDGAR Filings (CIK 0001666789)

SEC EDGAR filings, ownership reports, and insider transactions for Sheaff Brock Investment Advisors, LLC.

Business address
8801 River Crossing Blvd, Suite 100, Indianapolis, IN, 46240
Top securities (13F)
AAPL, NVDA, LLY, MSFT, AMZN, IPDP, IBM, QQQ, ORCL, META, SPY, ABBV, AVGO, KLAC, QCOM, AXP, BERKSHIRE HATHAWAY INC DEL, GOOGL, HD, and OKE
State of incorporation
IN
Fiscal year end
31 December
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Sheaff Brock Investment Advisors, LLC has filed 44 SEC EDGAR filings since 17 Feb 2016

Latest Filings

Recent SEC filings for Sheaff Brock Investment Advisors, LLC including 13F-HR, N-PX, 13F-HR/A.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 May 2025 31 Mar 2025 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Jan 2025 31 Dec 2024 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2024 30 Sep 2024 028-17380
N-PX Open N-PX document View SEC filing for N-PX 30 Jul 2024 30 Jul 2024 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Jul 2024 30 Jun 2024 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2024 31 Mar 2024 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2024 31 Dec 2023 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Nov 2023 30 Sep 2023 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2023 30 Jun 2023 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 May 2023 31 Mar 2023 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2023 31 Dec 2022 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Nov 2022 30 Sep 2022 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2022 30 Jun 2022 028-17380
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 02 Jun 2022 31 Dec 2021 028-17380
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 02 Jun 2022 30 Sep 2021 028-17380
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 02 Jun 2022 30 Jun 2021 028-17380
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 02 Jun 2022 31 Mar 2021 028-17380
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 16 May 2022 31 Mar 2022 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 May 2022 31 Mar 2022 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Feb 2022 31 Dec 2021 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Nov 2021 30 Sep 2021 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Aug 2021 30 Jun 2021 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 May 2021 31 Mar 2021 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 Feb 2021 31 Dec 2020 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Oct 2020 30 Sep 2020 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Aug 2020 30 Jun 2020 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Apr 2020 31 Mar 2020 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Jan 2020 31 Dec 2019 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Oct 2019 30 Sep 2019 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Jul 2019 30 Jun 2019 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Apr 2019 31 Mar 2019 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jan 2019 31 Dec 2018 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2018 30 Sep 2018 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Jul 2018 30 Jun 2018 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 May 2018 31 Mar 2018 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2018 31 Dec 2017 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2017 30 Sep 2017 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Aug 2017 30 Jun 2017 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 May 2017 31 Mar 2017 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jan 2017 31 Dec 2016 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Nov 2016 30 Sep 2016 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Aug 2016 30 Jun 2016 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Apr 2016 31 Mar 2016 028-17380
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Feb 2016 31 Dec 2015 028-17380

About this filer

Sheaff Brock Investment Advisors, LLC files with the SEC under CIK 0001666789. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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