Sheaff Brock Investment Advisors, LLC

Q3 2020 13F Holdings Report, Stock Holdings

Signature - Title: Audrey Kurzawa - Chief Compliance Officer
Location: Indianapolis, IN
Holdings as of: September 30, 2020
Value $: $805M
Num holdings: 457
Date filed: 10/30/2020, 09:22 AM
Form type: 13F-HR
Description: All US holdings of this investor are reported in this report. Top holdings included AAPL, AMZN, CSCO, MSFT, and HD.
Previous filing: Q2 2020 - Aug 7, 2020
Next filing: Q4 2020 - Feb 1, 2021
SEC: View on sec.gov
Options Holdings: Showing stock holdings, see here for options holdings

Sym	Weight	Trade Impact	Company	Class	Shares Change	Activity	Value Change $	Value $	* Price $	Shares	Principal
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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Audrey Kurzawa	Chief Compliance Officer	Indianapolis, Indiana	10/30/2020