Sheaff Brock Investment Advisors, LLC

Q3 2019 13F Holdings Report, Options Holdings

Signature - Title
Brad Stark - Compliance Manager
Location
Indianapolis, IN
Options holdings as of
September 30, 2019
Notional value $
$203M
Number of holdings
5
Date filed
10/28/2019, 09:47 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2019 - Jul 31, 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Audrey Kurzawa Chief Compliance Officer Indianapolis, Indiana 10/25/2019