Sheaff Brock Investment Advisors, LLC

Q2 2018 13F Holdings Report, Options Holdings

Signature - Title
Brad Stark - Compliance Manager
Location
Indianapolis, IN
Options holdings as of
June 30, 2018
Notional value $
$263M
Number of holdings
22
Date filed
7/31/2018, 02:11 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2018 - May 3, 2018
Next filing
Q3 2018 - Nov 9, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2018 Q2 compared to 2018 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Audrey Kurzawa Chief Compliance Officer Indianapolis, Indiana 7/31/2018