Penserra Capital Management LLC

Q4 2021 13F Holdings Report, Options Holdings

Signature - Title
Katherine Sarah Drury - Compliance Officer
Location
Orinda, CA
Options holdings as of
December 31, 2021
Notional value $
$0
Number of holdings
3
Date filed
2/15/2022, 03:55 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2021 - Nov 15, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Filing 2021 Q4 compared to 2021 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matthew R Tobin Compliance Officer Chicago, Illinois 2/15/2022

List of Other Managers Reporting for Penserra Capital Management LLC:

Name Holdings Value Location File Number
Capital Wealth Planning, LLC $10.8B Naples, FL 028-15439
Kingsview Wealth Management, LLC $5.13B Grants Pass, OR 028-19701
Curi RMB Capital, LLC $4.34B Chicago, IL 028-11714
Guinness Atkinson Asset Management Inc $196M Pasadena, CA 028-12657

Other Included Managers (10):

Num Name Location File Number
1 EXCHANGE TRADED CONCEPTS, LLC Oklahoma City, OK
2 Innovator Management LLC
3 Amplify ETF Trust
4 Hoya Capital Real Estate, LLC Rowayton, CT
5 Defiance ETFs, LLC
6 Beyond Advisors IC
7 Procure ETF Trust II
8 NORTHERN LIGHTS FUND TRUST II
9 Inherent Wealth Fund LLC
10 VegTech LLC