Penserra Capital Management LLC

Q3 2021 13F Combination Report, Options Holdings

Signature - Title
Katherine Drury - Compliance Officer
Location
Orinda, CA
Options holdings as of
September 30, 2021
Notional value $
$0
Number of holdings
1
Date filed
11/15/2021, 01:57 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2021 - Aug 12, 2021
Next filing
Q4 2021 - Feb 15, 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matthew Tobin Compliance Officer Chicago, Illinois 11/15/2021

List of Other Managers Reporting for Penserra Capital Management LLC:

Name Holdings Value Location File Number
Capital Wealth Planning, LLC $10.7B Naples, FL 028-15439
Kingsview Wealth Management, LLC $4.75B Grants Pass, OR 028-19701
Guinness Atkinson Asset Management Inc $206M Pasadena, CA 028-12657

Other Included Managers (8):

Num Name Location File Number
1 EXCHANGE TRADED CONCEPTS, LLC Oklahoma City, OK
2 Innovator Management LLC
3 Amplify ETF Trust
4 Hoya Capital Real Estate, LLC Rowayton, CT
5 Defiance ETFs, LLC
6 Beyond Advisors IC
7 Procure ETF Trust II
8 NORTHERN LIGHTS FUND TRUST II