B. Riley Wealth Advisors, Inc.

Q3 2015 13F Holdings Report, Stock Holdings

Signature - Title
Kristen Frisby - Compliance Officer
Location
Boca Raton, FL
Holdings as of
September 30, 2015
Value $
$416M
Num holdings
630
Date filed
11/16/2015, 05:23 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2015 - Aug 17, 2015
Next filing
Q4 2015 - Feb 16, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q3 compared to 2015 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David C. Levine Executive Vice President Boca Raton, Florida 11/16/2015

Other Included Managers (35):

Num Name Location File Number
1 Vanguard
2 Congress Asset Management Company
3 Forward Uniplan Advisors
4 Brandes
5 W.E. Donoghue
6 Miller/Howard
7 MFS
8 Navellier & Associates Inc.
9 Elaine F. Hahn
10 Princeton Capital Management Inc
11 AllianceBernstein
12 Zacks Investment Mgt
13 WHV
14 Kayne Anderson
15 PMC Sigma Mutual Fund Solutions
16 Invesco A.I.
17 Cambiar
18 Atlanta Capital
19 Main Management, LLC
20 Anchor Capital
21 Lazard
22 Legg Mason
23 Institute for Wealth Management LLC
24 Good Harbor Financial, LLC
25 Mark Aburano-Meister
26 Risk Paradigm Group
27 Allianz
28 Syntax Research, Inc
29 Astor
30 Chartwell
31 Sparrow
32 Dana Investment
33 Graham & Dodd Fund LLC
34 Earnest Partners
35 Clark Capital Mgmt