B. Riley Wealth Advisors, Inc.

Q3 2015 13F Holdings Report, Stock Holdings

Signature - Title
David C. Levine - Executive Vice President
Location
Boca Raton, FL
Holdings as of
30 Sep 2015
Value $
$416,113,000
Num holdings
630
Filing time
16 Nov 2015, 17:23:19 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, META, ITOT, PG, and JNJ.
Previous filing
Q2 2015 - 17 Aug 2015
Next filing
Q4 2015 - 16 Feb 2016
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q3 compared to 2015 Q2 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David C. Levine Executive Vice President Boca Raton, Florida 16 Nov 2015

Other Included Managers (35):

Num Name Location File Number
1 Vanguard
2 Congress Asset Management Company
3 Forward Uniplan Advisors
4 Brandes
5 W.E. Donoghue
6 Miller/Howard
7 MFS
8 NAVELLIER & ASSOCIATES INC Reno, NV
9 Elaine F. Hahn
10 PRINCETON CAPITAL MANAGEMENT INC Princeton, NJ
11 AllianceBernstein
12 Zacks Investment Mgt
13 WHV
14 Kayne Anderson
15 PMC Sigma Mutual Fund Solutions
16 Invesco A.I.
17 Cambiar
18 Atlanta Capital
19 Main Management LLC San Francisco, CA
20 Anchor Capital
21 Lazard
22 Legg Mason
23 Institute for Wealth Management, LLC. Denver, CO
24 Good Harbor Financial, LLC Barrington, IL
25 Mark Aburano-Meister
26 Risk Paradigm Group
27 Allianz
28 SYNTAX RESEARCH, INC. Boca Raton, FL
29 Astor
30 Chartwell
31 Sparrow
32 Dana Investment
33 GRAHAM & DODD FUND, LLC New York, NY
34 Earnest Partners
35 Clark Capital Mgmt