B. Riley Wealth Advisors, Inc.

Q2 2015 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Kristen Frisby - Compliance Officer
Location
Boca Raton, FL
Holdings as of
June 30, 2015
Value $
$402M
Num holdings
680
Date filed
8/17/2015, 01:53 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2015 - May 14, 2015
Next filing
Q3 2015 - Nov 16, 2015
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q2 - Restatement compared to 2015 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David C. Levine Executive Vice President Boca Raton, Florida 8/17/2015

Other Included Managers (37):

Num Name Location File Number
1 Vanguard
2 Congress Asset Management Company
3 Forward Uniplan Advisors
4 Brandes
5 W.E. Donoghue
6 Miller/Howard
7 MFS
8 Navellier & Associates Inc.
9 Elaine F. Hahn
10 Princeton Capital Management Inc
11 Concord
12 AllianceBernstein
13 Zacks Investment Mgt
14 WHV
15 Kayne Anderson
16 Dreman Value Management LLC
17 Lindner Capital Advisors Inc.
18 PMC Sigma Mutual Fund Solutions
19 Invesco A.I.
20 Cambiar
21 Atlanta Capital
22 Main Management, LLC
23 Anchor Capital
24 Lazard
25 Ascentia Captial Partners LLC
26 Legg Mason
27 Institute for Wealth Management LLC
28 SFE Investment Counsel Inc.
29 Howard Capital Management, Inc.
30 Good Harbor Financial, LLC
31 Mark Aburano-Meister
32 Risk Paradigm Group
33 Allianz
34 Syntax Research, Inc
35 ThinkEquity/ Sanctuary Wealth Advisors LLC
36 Astor
37 Chartwell