ICONIQ Capital, LLC

Q4 2019 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Jason Craig - CCO and Senior Counsel
Location
San Francisco, CA
Holdings as of
December 31, 2019
Value $
$181M
Num holdings
2
Date filed
5/15/2020, 02:52 PM
Description
The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2019 - Nov 15, 2019
Next filing
Q1 2020 - May 15, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jason Craig CCO San Francisco, California 5/15/2020

ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners II GP, L.P., ICONIQ Strategic Management, LLC and ICQ Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Management, LLC, ICONIQ Strategic Partners II GP, L.P., ICQ Management, LLC, and ICONIQ Strategic Partners III GP, L.P., ICONIQ Strategic Partners IV GP, L.P., and ICQ Opportunities GP, L.P.are being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f).

Other Included Managers (3):

Num Name Location File Number
1 ICONIQ Strategic Management, LLC
2 ICONIQ Strategic Partners II GP, L.P. San Francisco, CA
3 ICQ Opportunities GP, L.P. San Francisco, CA