ICONIQ Capital, LLC

Q3 2019 13F Holdings Report, Stock Holdings

Signature - Title
Jason Craig - CCO and Counsel
Location
San Francisco, CA
Holdings as of
September 30, 2019
Value $
$2.47B
Num holdings
53
Date filed
11/14/2019, 05:57 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2019 - Aug 15, 2019
Next filing
Q4 2019 - May 15, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
William Steiner CCO San Francisco, California 11/14/2019

ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners II GP, L.P., ICONIQ Strategic Management, LLC and ICQ Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Management, LLC, ICONIQ Strategic Partners II GP, L.P., ICQ Management, LLC, and ICONIQ Strategic Partners III GP, L.P., ICONIQ Strategic Partners IV GP, L.P., and ICQ Opportunities GP, L.P.are being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f).

Other Included Managers (7):

Num Name File Number
1 ICONIQ Strategic Management, LLC
2 ICONIQ Strategic Partners GP, L.P.
3 ICONIQ Strategic Partners II GP, L.P.
4 ICONIQ Strategic Partners III GP, L.P.
5 ICONIQ Strategic Partners IV GP, L.P.
6 ICQ Management, LLC
7 ICQ Opportunities GP, L.P.