Broadfin Capital, LLC

Q3 2018 13F Holdings Report, Stock Holdings

Signature - Title
Kevin Kotler - Managing Member
Location
New York, NY
Holdings as of
September 30, 2018
Value $
$557M
Num holdings
43
Date filed
11/14/2018, 08:11 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2018 - Aug 14, 2018
Next filing
Q4 2018 - Feb 14, 2019
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 compared to 2018 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kevin Kotler Managing Member New York, New York 11/14/2018

Other Included Managers (1):

Num Name Location File Number
1 Broadfin Healthcare Master Fund Ltd Grand Cayman, Cayman Islands 028-14254