A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Broadfin Capital, LLC SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001511901.

Entity Type

Company

Total Filings

488

Latest Filing

22 Mar 2022

Industry

n/a

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Start with the latest filings table, then open the strongest context page for this filer.

Use the filings table to verify the newest submission, form type, and report period.
Open the deeper context page only when this filer actually has insider or ownership signal.

Go to latest filings table Browse SEC filer directory

Source: SEC Forms 3/4/5

4 filed on 22 Mar 2022 for CIK 0001511901.

View Source Filing

Business address: 300 Park Avenue, 25 Th Floor, New York, NY, 10022
Top securities (13F): BDSI, VRAYQ, AMRN, BHVN, ALKS, QTNT, EIGR, STAA, XENT, PGNX, NSTGQ, IOVA, DERM, SCTL, LNTH, VAPO, SIEN, VCEL, LJPC, and ALXN
State of incorporation: DE
Fiscal year end: 31 December

Key facts

Broadfin Capital, LLC is an SEC filer tracked under CIK 0001511901.
488 filings are listed on this profile.
Common form coverage includes 4, SC 13G/A, SC 13D/A and more.

Change

Latest filing: 4 filed on 22 Mar 2022.
Report period: 22 Mar 2022.

Research use

You can quote filing dates and form types directly from the SEC record on this page.
Use this profile before deeper ownership or insider analysis to confirm filing history context.

Evidence

Source: SEC Forms 3/4/5

4 filed on 22 Mar 2022 for CIK 0001511901.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for Broadfin Capital, LLC.

Latest source-backed update: 4 filed 22 Mar 2022
Why come back: Revisit after a new SEC filing appears to compare the updated record with prior filings.

Latest filing on record: 4 filed 22 Mar 2022.
Save this filer if you want a stable place to return after the next filing cycle.
Open the latest filing table or ownership context to verify what changed.

Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

Jump to save and follow actions Open latest filings table

Latest update

What changed recently for Broadfin Capital, LLC

New filing available

Latest 13F period: Q4 2019. Open the source-backed page to inspect the fresh filing or facts context.

Update date

14 Feb 2020

Page type

Filer profile

Latest period

Q4 2019

Institutional portfolio context was refreshed from a 13F filing filed on 14 Feb 2020.

Open filer profile Browse recent public updates

Benchmark Context

Benchmark context for this company

Broadfin Capital, LLC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest 13F period: Q4 2019. That gives you a fresh baseline before you compare this company with peers.

Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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Company intelligence

Broadfin Capital, LLC: filings, ownership, insiders

CIK 0001511901. Open the active data lane, then verify the SEC filing behind the row.

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Active modules

2/5

Available company intelligence paths on this page.

Filings

488

SEC submissions provide the evidence trail.

Ownership context

1/3

Insider, large-stake, and institutional ownership lanes.

Return loop

Watch

Return when a new SEC-backed change lands.

Research checks

Latest filing

4 filed 22 Mar 2022

Ownership lanes

1/3 active

CIK

0001511901

Next review

watch new filing, insider, 13D/G, or 13F change

SEC-verifiable company research path

Keep the next click tied to one changing object: a CIK, filing, insider, Schedule 13D/G holder, Form 13F manager, or security.

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SEC filings

Available

Latest company filings

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Company facts

Explore

Financial context

Use XBRL facts when ownership activity needs revenue, earnings, debt, or cash-flow context.

Browse latest financial reports

Forms 3/4/5

Explore

Insider activity

Check whether directors, officers, or 10% owners are buying, selling, or filing fresh ownership changes.

Browse latest insider filings

Schedule 13D/G

Explore

Large-stake holders

Review beneficial ownership filings for activist-style or passive large holder changes around this issuer.

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Form 13F

Available

Institutional holders

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SEC-verifiable company hub

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Watchlist return triggers

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new company filing insider Form 4 13D/G holder change 13F holder update

Filer Overview

Broadfin Capital, LLC has filed 488 SEC EDGAR filings since 10 Feb 2011. Common forms include 4, SC 13G/A, SC 13D/A, 13F-HR and more.

Broadfin Capital, LLC SEC filings Broadfin Capital, LLC 13F portfolio

Latest Filings

Recent SEC filings for Broadfin Capital, LLC with direct links to document and filing folders.

4 File 001-31361

FORM 4

Filing date: 22 Mar 2022
Reporting date: 22 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 15 Feb 2022
Reporting date: 11 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 31 Jan 2022
Reporting date: 27 Jan 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 22 Nov 2021
Reporting date: 19 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 15 Nov 2021
Reporting date: 12 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 09 Nov 2021
Reporting date: 05 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 10 Aug 2021
Reporting date: 06 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 13 May 2021
Reporting date: 11 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 04 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 04 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 11 Aug 2020
Reporting date: 07 Aug 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 23 Jun 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

4 filing

Filing date: 19 Mar 2020
Reporting date: 17 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 25 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Feb 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 23 Jan 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 22 Jan 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-17082

3 filing

Filing date: 15 Jan 2020
Reporting date: 09 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 15 Jan 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 23 Dec 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

4 filing

Filing date: 20 Dec 2019
Reporting date: 18 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

4 filing

Filing date: 19 Nov 2019
Reporting date: 15 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 18 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Nov 2019
Reporting date: 30 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 07 Oct 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 04 Oct 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4

Filing date: 15 Aug 2019
Reporting date: 13 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Aug 2019
Reporting date: 30 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37977

FORM 4

Filing date: 09 Aug 2019
Reporting date: 07 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35952

4 filing

Filing date: 22 Jul 2019
Reporting date: 18 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 22 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 19 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 14 Jun 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 15 May 2019
Reporting date: 31 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

4 filing

Filing date: 14 May 2019
Reporting date: 10 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

4 filing

Filing date: 15 Apr 2019
Reporting date: 11 Apr 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Feb 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 11 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 07 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37977

FORM 4

Filing date: 04 Feb 2019
Reporting date: 31 Jan 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 29 Jan 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 22 Jan 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-35952

3 filing

Filing date: 22 Jan 2019
Reporting date: 18 Jan 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 03 Jan 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-17082

4 filing

Filing date: 27 Dec 2018
Reporting date: 24 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 27 Dec 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-37977

FORM 3

Filing date: 13 Dec 2018
Reporting date: 07 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

THE SCHEDULE 13D

Filing date: 11 Dec 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 28 Nov 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36375

4 filing

Filing date: 28 Nov 2018
Reporting date: 27 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Nov 2018
Reporting date: 30 Sep 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-36375

3 filing

Filing date: 15 Oct 2018
Reporting date: 12 Oct 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 15 Oct 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 07 Sep 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4 SUBMISSION

Filing date: 16 Aug 2018
Reporting date: 14 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Aug 2018
Reporting date: 30 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-17082

4 filing

Filing date: 13 Aug 2018
Reporting date: 09 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

AMENDMENT NO. 3 TO THE SCHEDULE 13D

Filing date: 08 Aug 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3/A File 001-31361

FORM 3/A SUBMISSION

Filing date: 07 Aug 2018
Reporting date: 07 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-31361

FORM 4 SUBMISSION

Filing date: 03 Aug 2018
Reporting date: 01 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 11 Jun 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 24 May 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 24 May 2018
Reporting date: 24 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-31361

FORM 3 SUBMISSION

Filing date: 23 May 2018
Reporting date: 21 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

AMENDMENT NO. 2 TO THE SCHEDULE 13D

Filing date: 21 May 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 May 2018
Reporting date: 31 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 01 May 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

AMENDMENT NO. 1 TO THE SCHEDULE 13D

Filing date: 01 May 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 24 Apr 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

THE SCHEDULE 13D

Filing date: 10 Apr 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 20 Mar 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-17082

OWNERSHIP DOCUMENT

Filing date: 19 Mar 2018
Reporting date: 15 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 15 Mar 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 15 Mar 2018
Reporting date: 13 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 13 Feb 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 11 Jan 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 11 Jan 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 03 Jan 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 22 Dec 2017
Reporting date: 20 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 14 Dec 2017
Reporting date: 12 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 14 Dec 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 07 Dec 2017
Reporting date: 05 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 04 Dec 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35952

OWNERSHIP DOCUMENT

Filing date: 01 Dec 2017
Reporting date: 29 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 30 Nov 2017
Reporting date: 28 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 24 Nov 2017
Reporting date: 21 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 24 Nov 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 20 Nov 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35921

OWNERSHIP DOCUMENT

Filing date: 20 Nov 2017
Reporting date: 16 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-35921

OWNERSHIP DOCUMENT

Filing date: 20 Nov 2017
Reporting date: 16 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36375

OWNERSHIP DOCUMENT

Filing date: 17 Nov 2017
Reporting date: 16 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Nov 2017
Reporting date: 30 Sep 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36375

OWNERSHIP DOCUMENT

Filing date: 03 Nov 2017
Reporting date: 02 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36375

OWNERSHIP DOCUMENT

Filing date: 06 Oct 2017
Reporting date: 04 Oct 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR/A File 028-14251

13F-HR/A filing

Filing date: 17 Aug 2017
Reporting date: 30 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Aug 2017
Reporting date: 30 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 24 Jul 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 13 Jul 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37977

BROADFIN/AVDL

Filing date: 26 Jun 2017
Reporting date: 22 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 25 May 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-36375

OWNERSHIP DOCUMENT

Filing date: 25 May 2017
Reporting date: 25 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35952

OWNERSHIP DOCUMENT

Filing date: 22 May 2017
Reporting date: 19 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 15 May 2017
Reporting date: 31 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 11 May 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-35952

OWNERSHIP DOCUMENT

Filing date: 11 May 2017
Reporting date: 09 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 29 Mar 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-23143

OWNERSHIP DOCUMENT

Filing date: 15 Feb 2017
Reporting date: 13 Feb 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Feb 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 10 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-23143

OWNERSHIP DOCUMENT

Filing date: 09 Feb 2017
Reporting date: 07 Feb 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-23143

OWNERSHIP DOCUMENT

Filing date: 13 Jan 2017
Reporting date: 11 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 13 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 09 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 09 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 06 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 06 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-37977

OWNERSHIP DOCUMENT

Filing date: 06 Jan 2017
Reporting date: 03 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37977

OWNERSHIP DOCUMENT

Filing date: 06 Jan 2017
Reporting date: 03 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-37977

OWNERSHIP DOCUMENT

Filing date: 06 Jan 2017
Reporting date: 01 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-17082

OWNERSHIP DOCUMENT

Filing date: 27 Dec 2016
Reporting date: 22 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 14 Dec 2016
Reporting date: 13 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 14 Dec 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34921

4 filing

Filing date: 01 Dec 2016
Reporting date: 29 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 01 Dec 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 01 Dec 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-17082

4

Filing date: 01 Dec 2016
Reporting date: 29 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-17082

3

Filing date: 01 Dec 2016
Reporting date: 29 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 21 Nov 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Nov 2016
Reporting date: 30 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 04 Nov 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 22 Sep 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34921

OWNERSHIP DOCUMENT

Filing date: 14 Sep 2016
Reporting date: 13 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 13 Sep 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 13 Sep 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34921

OWNERSHIP DOCUMENT

Filing date: 12 Sep 2016
Reporting date: 09 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 17 Aug 2016
Reporting date: 16 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 17 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 15 Aug 2016
Reporting date: 30 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 10 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SC 13D filing

Filing date: 22 Jun 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SC 13D filing

Filing date: 22 Jun 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3/A File 001-34921

OWNERSHIP DOCUMENT

Filing date: 26 May 2016
Reporting date: 10 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 16 May 2016
Reporting date: 31 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 24 Mar 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34921

OWNERSHIP DOCUMENT

Filing date: 21 Mar 2016
Reporting date: 17 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 15 Mar 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-51481

OWNERSHIP DOCUMENT

Filing date: 14 Mar 2016
Reporting date: 10 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 08 Mar 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 01 Mar 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SCHEDULE 13G

Filing date: 26 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 16 Feb 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

NOVADAQ TECHNOLOGIES INC.

Filing date: 16 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

PROGENICS PHARMACEUTICALS, INC.

Filing date: 16 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 16 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 16 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 16 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 16 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 11 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 11 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 11 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 11 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 11 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 11 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 28 Jan 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 13 Jan 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 28 Dec 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 16 Dec 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR/A File 028-14251

13F-HR/A filing

Filing date: 20 Nov 2015
Reporting date: 30 Sep 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 16 Nov 2015
Reporting date: 30 Sep 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Nov 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34921

OWNERSHIP DOCUMENT

Filing date: 13 Nov 2015
Reporting date: 11 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-34921

OWNERSHIP DOCUMENT

Filing date: 13 Nov 2015
Reporting date: 10 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 03 Nov 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 29 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

PREC14A

PREC14A filing

Filing date: 05 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 24 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-51772

OWNERSHIP DOCUMENT

Filing date: 14 Sep 2015
Reporting date: 04 Sep 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

AMENDMENT NO. 1 TO THE SCHEDULE 13D

Filing date: 11 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DFAN14A

DFAN14A filing

Filing date: 11 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 09 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

THE SCHEDULE 13D

Filing date: 04 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 24 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-51481

OWNERSHIP DOCUMENT

Filing date: 24 Aug 2015
Reporting date: 11 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Aug 2015
Reporting date: 30 Jun 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 12 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 21 Jul 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 16 Jul 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SC 13D filing

Filing date: 15 Jul 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

OWNERSHIP DOCUMENT

Filing date: 09 Jul 2015
Reporting date: 07 Jul 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 01 Jul 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 25 Jun 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 17 Jun 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 27 May 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 20 May 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 15 May 2015
Reporting date: 31 Mar 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 29 Apr 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 14 Apr 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 07 Apr 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SCHEDULE 13G

Filing date: 25 Mar 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 24 Mar 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

AMENDMENT NO. 1 TO THE 13D

Filing date: 20 Mar 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 19 Mar 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SCHEDULE 13D

Filing date: 18 Mar 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 18 Mar 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 16 Mar 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 26 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR/A File 028-14251

13F-HR/A filing

Filing date: 17 Feb 2015
Reporting date: 31 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 17 Feb 2015
Reporting date: 31 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 13 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 06 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-36257

OWNERSHIP DOCUMENT

Filing date: 30 Jan 2015
Reporting date: 13 Jan 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 16 Jan 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

AMENDMENT NO. 3 TO THE SCHEDULE 13D

Filing date: 15 Dec 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36329

BROADFIN/REPH

Filing date: 04 Dec 2014
Reporting date: 02 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

DFAN14A

DFAN14A filing

Filing date: 21 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DFAN14A

DFAN14A filing

Filing date: 21 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Nov 2014
Reporting date: 30 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

DFAN14A

DFAN14A filing

Filing date: 13 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

AMENDMENT NO. 2 TO THE SCHEDULE 13D

Filing date: 13 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFC14A

DEFC14A filing

Filing date: 12 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

PRRN14A

PRRN14A filing

Filing date: 10 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 07 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 04 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

PRRN14A

PRRN14A filing

Filing date: 04 Nov 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DFAN14A

DFAN14A filing

Filing date: 28 Oct 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DFAN14A

DFAN14A filing

Filing date: 28 Oct 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

PREC14A

PREC14A filing

Filing date: 22 Oct 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 10 Oct 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 03 Oct 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-36329

BROADFIN HEALTHCARE MASTER FUND/REPH

Filing date: 18 Sep 2014
Reporting date: 05 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 15 Sep 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

AMENDMENT NO. 1 TO THE SCHEDULE 13D

Filing date: 11 Sep 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR/A File 028-14251

13F-HR/A filing

Filing date: 22 Aug 2014
Reporting date: 30 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Aug 2014
Reporting date: 30 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 08 Aug 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SCHEDULE 13D

Filing date: 24 Jul 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-23143

OWNERSHIP DOCUMENT

Filing date: 23 Jul 2014
Reporting date: 16 Jul 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-23143

OWNERSHIP DOCUMENT

Filing date: 23 Jul 2014
Reporting date: 15 Jul 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 21 Jul 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 03 Jul 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 11 Jun 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 22 May 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 19 May 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 15 May 2014
Reporting date: 31 Mar 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 16 Apr 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 16 Apr 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 16 Apr 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 07 Apr 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 03 Apr 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 13 Mar 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 06 Mar 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-51481

OWNERSHIP DOCUMENT

Filing date: 04 Mar 2014
Reporting date: 05 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SC 13D filing

Filing date: 04 Mar 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR/A File 028-14251

13F-HR/A filing

Filing date: 28 Feb 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 19 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Feb 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 03 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 17 Jan 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 03 Jan 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 27 Dec 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 20 Dec 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 27 Nov 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 27 Nov 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Nov 2013
Reporting date: 30 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 17 Oct 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 07 Oct 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 04 Oct 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 04 Oct 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 18 Sep 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 14 Aug 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Aug 2013
Reporting date: 30 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Jun 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 15 May 2013
Reporting date: 31 Mar 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 14 May 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 27 Mar 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 27 Mar 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 19 Mar 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 19 Mar 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 11 Mar 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Feb 2013
Reporting date: 31 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 04 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 31 Dec 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 10 Dec 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Nov 2012
Reporting date: 30 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 28 Sep 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 14 Aug 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Aug 2012
Reporting date: 30 Jun 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 22 May 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 15 May 2012
Reporting date: 31 Mar 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 10 Apr 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 13 Feb 2012
Reporting date: 31 Dec 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 13 Feb 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 23 Nov 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Nov 2011
Reporting date: 30 Sep 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 15 Aug 2011
Reporting date: 30 Jun 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 19 Jul 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 16 May 2011
Reporting date: 31 Mar 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 May 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 09 May 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-14251

13F-HR filing

Filing date: 14 Feb 2011
Reporting date: 31 Dec 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 10 Feb 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

Broadfin Capital, LLC files with the SEC under CIK 0001511901. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.