ASCEND CAPITAL, LLC

Q3 2017 13F Holdings Report, Stock Holdings

Notable people
MALCOLM P. FAIRBAIRN
Signature - Title
Benjamin D. Slavet - CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
Location
Orinda, CA
Holdings as of
September 30, 2017
Value $
$2.65B
Num holdings
161
Date filed
11/13/2017, 03:24 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2017 - Aug 11, 2017
Next filing
Q4 2017 - Feb 13, 2018
SEC
View on sec.gov
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BENJAMIN D. SLAVET CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER Orinda, California 11/13/2017

Other Included Managers (9):

Num Name Location File Number
1 Ascend Capital Limited Partnership Orinda, CA 028-11218
2 Ascend Partners Fund LP Orinda, CA 028-11221
3 Ascend Wilson Fund LP Orinda, CA 028-15291
4 Ascend Partners Fund, Ltd. Georgetown, Cayman Islands 028-11219
5 MALCOLM P. FAIRBAIRN Orinda, CA 028-11223
6 Ascend Partners Fund BPO, Ltd. Georgetown, Cayman Islands 028-12400
7 ASCEND AC FUND LP 028-16597
8 ASCEND CN FUND LP Orinda, CA 028-16600
9 ASCEND PLAZA FUND, LTD. Grand Cayman, Cayman Islands 028-17212