Filer Snapshot

ASCEND CAPITAL, LLC

CIK 0001165501. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Company

Total filings

21

Latest filing

13 Nov 2018

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q3 2018. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

WCN

$85.44M reported value

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Form 13F

13F-HR filed on 13 Nov 2018 for CIK 0001165501.

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Notable people
Malcolm P. Fairbairn
Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

13F portfolio$1.99B

Quarterly institutional holdings reported on Form 13F.

Latest reported 13F value

13F
$1.99B

Reported market value from the latest parsed Form 13F information table; this is not total assets under management.

Largest 13F holdings

13F
WCN GPK MYL CCK H
+15 moreGOOGL SOLARCITY CORP ESRX COP CI AET STT RRR GLNG PRU STAY BABA GLPI BG PTC

Largest symbols in the latest parsed Form 13F information table.

Largest 13F holdings

Largest symbols in the latest parsed Form 13F information table.

WCN GPK MYL CCK H GOOGL SOLARCITY CORP ESRX
+12 moreCOP CI AET STT RRR GLNG PRU STAY BABA GLPI BG PTC
How to read these SEC ownership signals
  • Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different SEC disclosure questions.
  • Open the linked research path when you need the filing, CIK, issuer, or CUSIP trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
4 Orinda Way, Suite 200 C, Orinda, CA, 94563
EDGAR profile Static EDGAR fields kept behind disclosure so the main profile stays readable. 2 profile fields available
Incorporated in
DE
Fiscal year end
31 December

Filer intelligence

What SEC filings say about ASCEND CAPITAL, LLC

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Open 13F portfolio Save filer

Quick read

  • Latest parsed 13F shows $1.99B across 163 reported holdings for Q3 2018.
  • Largest parsed 13F holding: WCN at $85.44M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 163 rows

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 No rows yet

Officer, director, and 10% owner holdings or transactions.

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Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q3 2018 - 13 Nov 2018

Top 5 concentration

18%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$366.07M

Compared with $1.99B total 13F value.

Top 5 net change

+$199.77M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: WCN ยท Largest trim: WM

WCN GPK MYL CCK H Other holdings

WCN

4.3%

Waste Connections Inc

$85.44M

GPK

4.2%

Graphic Packaging Hldg Co

$83.18M

MYL

3.7%

Mylan N V

$73.32M

CCK

3.5%

Crown Holdings Inc

$69.38M

H

2.7%

Hyatt Hotels Corp

$54.73M

Latest update

What changed recently for ASCEND CAPITAL, LLC

New filing available

Latest 13F period: Q3 2018. Open the source-backed page to inspect the fresh filing or facts context.

Update date

13 Nov 2018

Page type

Filer profile

Latest period

Q3 2018

Institutional portfolio context was refreshed from a 13F filing filed on 13 Nov 2018.

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Benchmark Context

Benchmark context for this company

ASCEND CAPITAL, LLC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest 13F period: Q3 2018. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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SEC filing record

CIK 0001165501 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
21
First seen
14 Feb 2014
Latest filing
13 Nov 2018
Entity
Company

Observed form types

13F-HR 13F-HR/A

CIK-linked evidence first

ASCEND CAPITAL, LLC SEC filings ASCEND CAPITAL, LLC 13F portfolio Open SEC filing index

Latest Filings

Showing the latest 12 of 21 SEC filings for ASCEND CAPITAL, LLC.

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13F-HR

13F-HR filing

Filing date
13 Nov 2018
Reporting date
30 Sep 2018
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
13 Aug 2018
Reporting date
30 Jun 2018
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
14 May 2018
Reporting date
31 Mar 2018
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
13 Feb 2018
Reporting date
31 Dec 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
13 Nov 2017
Reporting date
30 Sep 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
11 Aug 2017
Reporting date
30 Jun 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
15 May 2017
Reporting date
31 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR/A

13F-HR/A filing

Filing date
14 Feb 2017
Reporting date
31 Dec 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
13 Feb 2017
Reporting date
31 Dec 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
14 Nov 2016
Reporting date
30 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
12 Aug 2016
Reporting date
30 Jun 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
13 May 2016
Reporting date
31 Mar 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
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