ASCEND CAPITAL, LLC

Q3 2016 13F Holdings Report, Stock Holdings

Notable people
Malcolm P. Fairbairn
Signature - Title
Benjamin D. Slavet - CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
Location
Orinda, CA
Holdings as of
30 Sep 2016
Value $
$1,634,074,000
Num holdings
119
Filing time
14 Nov 2016, 12:46:03 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included ENDPQ, PRGO, WCN, GOOGL, and CSC.
Previous filing
Q2 2016 - 12 Aug 2016
Next filing
Q4 2016 - 13 Feb 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BENJAMIN D. SLAVET CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER Orinda, California 14 Nov 2016

Other Included Managers (9):

Num Name Location File Number
1 Ascend Capital Limited Partnership Orinda, CA 028-11218
2 Ascend Partners Fund LP Orinda, CA 028-11221
3 Ascend Wilson Fund LP Orinda, CA 028-15291
4 Ascend Partners Fund, Ltd. Georgetown, Cayman Islands 028-11219
5 Malcolm P. Fairbairn Orinda, CA 028-11223
6 Ascend Partners Fund BPO, Ltd. Georgetown, Cayman Islands 028-12400
7 ASCEND AC FUND LP Orinda, CA 028-16597
8 ASCEND CN FUND LP Orinda, CA 028-16600
9 ASCEND PLAZA FUND, LTD. Grand Cayman, Cayman Islands 028-17212