Ascend Capital, Llc

Q4 2013 13F Holdings Report, Options Holdings

Notable people
Malcolm Fairbairn
Signature - Title
Benjamin D. Slavet - CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
Location
Orinda, CA
Options holdings as of
December 31, 2013
Notional value $
$31.5M
Number of holdings
3
Date filed
2/13/2014, 07:43 PM
Description
All US holdings of this investor are reported in this report.
Next filing
Q1 2014 - May 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BENJAMIN D. SLAVET CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER Orinda, California 2/13/2014

Other Included Managers (6):

Num Name Location File Number
1 Ascend Capital Limited Partnership Orinda, CA 028-11218
2 Ascend Partners Fund LP Orinda, CA 028-11221
3 Ascend Wilson Fund LP Orinda, CA 028-15291
4 Ascend Partners Fund, Ltd. Georgetown, Cayman Islands 028-11219
5 Malcolm Fairbairn Orinda, CA 028-11223
6 Ascend Partners Fund BPO, Ltd. Georgetown, Cayman Islands 028-12400