ALPS ADVISORS INC

Q2 2018 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Erin D. Nelson - Chief Compliance Officer
Location
Denver, CO
Holdings as of
30 Jun 2018
Value $
$15,331,115,000
Num holdings
925
Filing time
02 Aug 2018, 16:34:06 UTC
Form type
13F-HR/A-2 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included EPD, MMP, ETP, WPZ, and PAA.
Previous filing
Q1 2018 - 01 May 2018
Next filing
Q3 2018 - 25 Oct 2018
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q2 - Restatement compared to 2018 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erin D. Nelson Chief Compliance Officer Denver, Colorado 01 Aug 2018

List of Other Managers Reporting for ALPS ADVISORS INC:

Name Holdings Value Location File Number
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST Philadelphia, PA 028-05267
TCW GROUP INC $13,960,572,076 Los Angeles, CA 028-02494
Aristotle Capital Management, LLC $49,959,216,827 Los Angeles, CA 028-02634
CONGRESS ASSET MANAGEMENT CO $14,207,840,561 Boston, MA 028-03434
WELLINGTON MANAGEMENT GROUP LLP $570,595,046,970 Boston, MA 028-04557
PZENA INVESTMENT MANAGEMENT LLC $33,403,411,445 New York, NY 028-03791
WEATHERBIE CAPITAL, LLC Boston, MA 028-04129
PRINCIPAL FINANCIAL GROUP INC $195,864,471,841 Des Moines, IA 028-10106
TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
PRINCIPAL REAL ESTATE INVESTORS LLC Des Moines, IA 028-10400
CLOUGH CAPITAL PARTNERS L P $1,112,177,340 Boston, MA 028-10679
Sustainable Growth Advisers, LP $14,420,508,258 Stamford, CT 028-11076
CoreCommodity Management, LLC $473,674,045 Stamford, CT 028-11239
Stadion Money Management, LLC $1,233,512,963 Watkinsville, GA 028-11320
MACQUARIE GROUP LTD $22,834,962,789 Sydney, Nsw 2000 028-13120
RIVERNORTH CAPITAL MANAGEMENT, LLC $2,115,504,812 West Palm Beach, FL 028-13256
RiverFront Investment Group, LLC $6,063,370,078 Richmond, VA 028-13577

Other Included Managers (3):

Num Name Location File Number
1 Red Rocks Capital LLC Denver, CO 028-14056
2 Morningstar Investment Management LLC Chicago, IL 028-17446
3 SRH ADVISORS, LLC Salina, KS 028-14185