Bank of New York Mellon Corp

Q1 2014 13F Combination Report, Options Holdings

Signature - Title
Nicholas R. Darrow - Senior Vice President
Location
New York, NY
Options holdings as of
March 31, 2014
Notional value $
$12.8M
Number of holdings
76
Date filed
5/14/2014, 03:23 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q4 2013 - Feb 12, 2014
Next filing
Q2 2014 - Aug 12, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Filing 2014 Q1 compared to 2013 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nicholas R. Darrow Senior Vice President Pittsburgh, Pennsylvania 5/14/2014

1) BNY Mellon has initiated the process necessary to obtain 13F File Numbers for 5 of the Other Included Managers within this 13F Report. 2) Certain Section 13 (f) securities have been omitted from this report because those securities are subject to the Lehman bankruptcy proceeding. Accordingly, none of the institutional investment managers represented on this Form 13F ("BNY Mellon") have investment discretion over those securities. BNY Mellon will include such securities on future Form 13F filings once investment discretion is regained.

List of Other Managers Reporting for Bank of New York Mellon Corp:

Name Holdings Value Location File Number
WHV Investments, Inc. $187M San Francisco, CA 028-01204
1832 Asset Management L.P. $52.4B Toronto, Ontario, Canada 028-11685
Hardman Johnston Global Advisors LLC $2.09B Stamford, CT 028-05210
Kellogg W K Foundation Trust $4.18B Battle Creek, MI 028-15333

Other Included Managers (37):

Num Name Location File Number
3 BOSTON Co ASSET MANAGEMENT LLC Boston, MA 028-00242
4 BNY Mellon Trust of Delaware Wilmington, DE
15 MELLON INVESTMENTS Corp Boston, MA 028-02900
22 BNY Mellon Investment Adviser, Inc. New York, NY 028-00127
38 Newton Capital Management Limited
40 Newton Investment Management Ltd London, United Kingdom 028-04797
45 STANDISH MELLON ASSET MANAGEMENT Co LLC Boston, MA 028-04303
47 Bank Of New York Mellon Trust Company, N.A. Los Angeles, CA 028-11850
48 Bank Of New York Mellon New York, NY 028-02009
49 Bny Mellon N.A. Pittsburgh, PA 028-00620
51 Walter Scott & Partners Limited
57 Centersquare Investment Management Inc Plymouth Meeting, PA 028-05577
59 BNY Mellon Advisors, Inc. Pennington, NJ 028-11769
64 BNY Mellon Service Kapitalanlage-Gesellschaft mbH Frankfurt, Germany
66 American Beacon Advisors, Inc. Irving, TX 028-14511
68 Cupps Capital Management, LLC Chicago, IL 028-12766
69 Informed Momentum Co LLC Solana Beach, CA 028-14070
70 Fayez Sarofim & Co Houston, TX 028-10991
71 Geneva Capital Management Llc Milwaukee, WI 028-03935
72 Hamon Asian Advisors Limited 028-13658
73 Iridian Asset Management Llc/Ct Westport, CT 028-06008
74 Kayne Anderson Rudnick Investment Management Llc Los Angeles, CA 028-05792
76 Lombardia Capital Partners Llc Pasadena, CA 028-03157
77 Neuberger Berman Management LLC - DE New York, NY 028-13574
78 Nicholas Investment Partners, LP Rancho Santa Fe, CA 028-12426
79 Riverbridge Partners Llc Minneapolis, MN 028-05655
80 Boston Partners Boston, MA 028-12484
81 Thompson Siegel & Walmsley Llc Richmond, VA 028-04041
82 Vulcan Value Partners, LLC Birmingham, AL 028-15045
83 Walthausen & Co., LLC Malta, NY 028-13672
84 Meriten Investment Management GmbH
86 Granite Investment Partners, LLC El Segundo, CA 028-14862
87 Rice Hall James & Associates, Llc San Diego, CA 028-10467
88 Sirios Capital Management L P Boston, MA 028-05369
89 Union Point Advisors, LLC San Mateo, CA 028-15635
90 Owl Creek Asset Management, L.P. New York, NY 028-11037
91 Perella Weinberg Partners Capital Management LP New York, NY 028-12930