Bank of New York Mellon Corp

Q4 2013 13F Combination Report, Options Holdings

Signature - Title
Andrew Weiser - Attorney-In-Fact
Location
New York, NY
Options holdings as of
December 31, 2013
Notional value $
$0
Number of holdings
0
Date filed
2/12/2014, 09:49 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Next filing
Q1 2014 - May 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nicholas R. Darrow Senior Vice President Pittsburgh, United States 2/12/2014

1) BNY Mellon has initiated the process necessary to obtain 13F File Numbers for 5 of the Other Included Managers within this 13F Report. 2) Certain Section 13 (f) securities have been omitted from this report because those securities are subject to the Lehman bankruptcy proceeding. Accordingly, none of the institutional investment managers represented on this Form 13F ("BNY Mellon") have investment discretion over those securities. BNY Mellon will include such securities on future Form 13F filings once investment discretion is regained.

List of Other Managers Reporting for Bank of New York Mellon Corp:

Name Holdings Value Location File Number
FAYEZ SAROFIM & CO $39.3B Houston, TX 028-10991
CENTERSQUARE INVESTMENT MANAGEMENT LLC $10.7B Conshohocken, PA 028-18741

Other Included Managers (34):

Num Name Location File Number
3 The Boston Company Asset Management, LLC 028-00242
4 BNY Mellon Trust of Delaware
15 MELLON INVESTMENTS Corp Boston, MA 028-02900
22 BNY Mellon Investment Adviser, Inc. New York, NY 028-00127
38 Newton Capital Management Limited
40 NEWTON INVESTMENT MANAGEMENT LTD London, United Kingdom 028-04797
45 Standish Mellon Asset Management Company LLC 028-04303
47 The Bank of New York Mellon Trust Company, NA 028-11850
48 BANK OF NEW YORK MELLON New York, NY 028-02009
49 BNY MELLON N.A. Pittsburgh, PA 028-00620
51 Walter Scott & Partners Limited
57 CenterSquare Investment Management, Inc. 028-05577
59 BNY Mellon Advisors, Inc. Pennington, NJ 028-11769
64 BNY Mellon Service Kapitalanlage-Gesellschaft mbH
66 American Beacon Advisors, Inc. Irving, TX 028-14511
68 Cupps Capital Management, LLC 028-12766
69 EAM Investors, LLC 028-14070
70 Fayez Sarofim & Co. 028-10991
71 GENEVA CAPITAL MANAGEMENT LLC Milwaukee, WI 028-03935
72 Hamon Asian Advisors Limited 028-13658
73 Iridian Asset Management, LLC 028-06008
74 Kayne Anderson Rudnick Investment Management, LLC 028-05792
76 Lombardia Capital Partners, LLC 028-03157
77 Neuberger Berman Management, LLC 028-13574
78 Nicholas Investment Partners, L.P. 028-12426
79 Riverbridge Partners, LLC 028-05655
80 Boston Partners Boston, MA 028-12484
81 Thompson, Siegel & Walmsley, LLC 028-04041
82 Vulcan Value Partners, LLC 028-15045
83 Walthausen & Co., LLC 028-13672
84 Meriten Investment Management GmbH
65 Pershing LLC
86 Granite Investment Partners, LLC
87 Rice Hall James & Associates, LLC