Research Affiliates, LLC

Q4 2016 13F Notice

Signature - Title: Daniel Harkins - Chief Legal Officer
Location: Newport Beach
Holdings as of: 31 Dec 2016
Num holdings: 0
Filing time: 03 May 2017, 16:32:48 UTC
Form type: 13F-NT
Description: No holdings are reported in this report, and all US holdings are reported by other reporting manager(s). Top holdings included .
Previous filing: Q3 2013 - 13 Feb 2014
SEC: View on sec.gov

Research Affiliates, LLC didn't report any stock holdings as of Q4 2016.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Daniel Harkins	Chief Legal Officer	Newport Beach, California	03 May 2017

Research Affiliates, LLC attempted to file Form 13F-NT for the quarter ended 12-31-2016 on 02-01-2017 however upon a recent review in EDGAR it was determined that such report was not successfully filed. Form 13F-NT for the quarter ended 12-31-2016 is now being re-filed.

PARAMETRIC PORTFOLIO ASSOCIATES LLC is reporting for Research Affiliates, LLC:

Name	Holdings Value	Location	File Number
PARAMETRIC PORTFOLIO ASSOCIATES LLC		Seattle, WA	028-04558