Research Affiliates, LLC

Q3 2013 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Daniel M. Harkins - CHIEF LEGAL OFFICER
Location
Newport Beach, CA
Holdings as of
30 Sep 2013
Value $
$159,895,000
Num holdings
16
Filing time
12 Feb 2014, 17:44:41 UTC
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included LQD, EMLC, SH, PXF, and PXH.
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
DANIEL M. HARKINS CHIEF LEGAL OFFICER Newport Beach, California 12 Feb 2014

PARAMETRIC PORTFOLIO ASSOCIATES LLC is reporting for Research Affiliates, LLC:

Name Holdings Value Location File Number
PARAMETRIC PORTFOLIO ASSOCIATES LLC Seattle, WA 028-04558