GUGGENHEIM CAPITAL LLC

Q1 2019 13F Holdings Report, Options Holdings

Signature - Title
Robert A. Saperstein - Senior Managing Director, Authorized Signatory
Location
Chicago, IL
Options holdings as of
31 Mar 2019
Notional value
$0
Number of holdings
0
Filing time
15 May 2019, 15:02:16 UTC
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2018 - 14 Feb 2019
Next filing
Q2 2019 - 14 Aug 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q1 compared to 2018 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert A. Saperstein Senior Managing Director, Authorized Signatory New York, New York 15 May 2019

Robert A. Saperstein is a Senior Managing Director of Guggenheim Partners, LLC.

Other Included Managers (5):

Num Name Location File Number
1 GUGGENHEIM FUNDS DISTRIBUTORS, LLC Chicago, IL 028-12550
2 SECURITY INVESTORS LLC New York, NY 028-01689
3 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
4 Guggenheim Life & Annuity Co Indianapolis, IN 028-18657
5 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC Chicago, IL 028-11097