NOMURA HOLDINGS INC

Q3 2016 13F Holdings Report, Options Holdings

Signature - Title
Fernando Del Puerto - Managing Director
Location
Tokyo, Japan
Options holdings as of
September 30, 2016
Notional value $
$25.2B
Number of holdings
437
Date filed
11/14/2016, 11:46 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2016 - Sep 2, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q3 compared to 2016 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
FERNANDO DEL PUERTO Managing Director New York, New York 9/30/2016

Other Included Managers (5):

Num Name Location File Number
1 NOMURA SECURITIES INTERNATIONAL INC New York, NY 028-04983
2 NOMURA INTERNATIONAL PLC London, United Kingdom 028-04985
3 NOMURA SECURITIES BERMUDA LTD 028-04993
4 NOMURA GLOBAL FINANCIAL PRODUCTS INC New York, NY 028-15494
5 NOMURA SECURITIES CO LTD 028-04979