NOMURA HOLDINGS INC

Q3 2016 13F Holdings Report, Stock Holdings

Signature - Title
Fernando Del Puerto - Managing Director
Location
Tokyo, Japan
Holdings as of
September 30, 2016
Value $
$10.4B
Num holdings
723
Date filed
11/14/2016, 11:46 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2016 - Sep 2, 2016
Next filing
Q4 2016 - Feb 13, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
FERNANDO DEL PUERTO Managing Director New York, New York 9/30/2016

Other Included Managers (5):

Num Name Location File Number
1 NOMURA SECURITIES INTERNATIONAL INC New York, NY 028-04983
2 NOMURA INTERNATIONAL PLC London, United Kingdom 028-04985
3 NOMURA SECURITIES BERMUDA LTD 028-04993
4 NOMURA GLOBAL FINANCIAL PRODUCTS INC New York, NY 028-15494
5 NOMURA SECURITIES CO LTD 028-04979