TFG Asset Management GP Ltd

Q1 2014 13F Holdings Report, Stock Holdings

Signature - Title
Sean Cote - General Counsel
Location
Grand Cayman, Cayman Islands
Holdings as of
March 31, 2014
Value $
$181M
Num holdings
14
Date filed
5/14/2014, 02:39 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included GDXJ and GDX.
Previous filing
Q4 2013 - Feb 14, 2014
Filing 2014 Q1 compared to 2013 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Sean Cote General Counsel London, United Kingdom 5/14/2014

Other Included Managers (3):

Num Name Location File Number
1 TFG Asset Management L.P. Grand Cayman, Cayman Islands 028-15282
2 TFG Asset Management UK LLP London, United Kingdom 028-15285
3 TFG Asset Management US LP New York, NY 028-15284